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First Trust Small Cap Growth AlphaDEX Fund ETF
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Trading data
FYC performance and flow charts
Performance
Flows
Historic performance and flows
Data as of March 12, 2026| 1M | 3M | YTD | 1Y | 3Y | 5Y | |
|---|---|---|---|---|---|---|
| Perf. | -4.19% | -2.91% | -0.66% | +37.42% | +74.17% | +31.44% |
| Flows | -$5M | +$161M | +$137M | +$295M | +$481M | +$310M |
Volatility and drawdown
| 3M | 1Y | 3Y | 5Y | |
|---|---|---|---|---|
| Volatility | +19.67% | +24.11% | +21.67% | +24.04% |
Max drawdown | -7.99% | -16.36% | -27.69% | -35.34% |
Max drawdown duration | 49d | 46d | 251d | 1093d |
Time to recover | N/A | 32d | 127d | 376d |
Replication quality
Data as of February 27, 2026Create an account to view replication metrics
1 year cumulative return difference | |
|---|---|
| Best | Join for free |
| Worst | Join for free |
| daily return difference | |
|---|---|
| Average | Join for free |
| Worst | Join for free |
Exposure
Data as of January 31, 2026Countries
Sectors
Diversification
Total weight of top 15 holdings out of 262
Top 15 Holdings
Characteristics
The First Trust Small Cap Growth AlphaDEX Fund ETF is built to track the NASDAQ AlphaDEX Small Cap Growth Total Return Index - USD. This ETF provides physical exposure - by owning its shares you earn the return of the securities composing the index (as the ETF holds them directly).
This share class generates a stream of income by distributing dividends.
| Management strategy | Passive |
| Provider | First Trust |
| N° of holdings | 262 |
| Replication method | Direct (Physical) |
| Asset class | Equities |
| Dividend policy | Distributing |
Trailing 12m distribution yield | Join for free |
| Inception date | April 19, 2011 |
| ESG | No |
What type of ETF is FYC?
FYC is a Passive ETF that provides exposure to Equity assets. It is managed by First Trust.
What index does FYC track?
FYC tracks the NASDAQ AlphaDEX Small Cap Growth Total Return Index - USD, aiming to replicate its performance through full replication.
What does FYC invest in?
This ETF provides exposure to Other Small Cap US Equities. It is part of the segment: US Small Cap Growth.
What is the expense ratio of FYC?
The total expense ratio (TER) of FYC is 0.7%, representing the annual fee charged by the fund manager.
When was FYC launched?
FYC was launched on April 19, 2011, marking its entry into the ETF market.
Who is the issuer of FYC?
FYC is issued by First Trust.
What is the AUM of FYC?
As of March 12, 2026, FYC manages $868.43 M, reflecting the total assets held in the fund.
How has FYC performed recently?
As of March 12, 2026, FYC delivered a return of -4.19% over the past month (1M performance), -2.91% over the past three months (3M), and -0.66% year-to-date (YTD).
What are the recent fund flows for FYC?
As of March 12, 2026, FYC has seen net flows of -$5M in the past month (1M flow) and +$137M year-to-date (YTD).
Does FYC pay dividends?
As of March 12, 2026, FYC has a trailing 12-month distribution yield of 0.08%.
How many holdings are in FYC
As of January 31, 2026, FYC holds 262 securities in its portfolio. This level of diversification can influence the fund’s risk profile and exposure to individual assets.
How diversified is FYC?
As of January 31, 2026, FYC holds 262 securities, with 11.96% of its assets concentrated in its top 15 holdings.
What are the top holdings of FYC?
As of January 31, 2026, FYC holds a portfolio of 262 underlyings, with its largest positions including ACM RESEARCH, VICOR and ASTRONICS. These top holdings play a significant role in shaping the fund’s performance and exposure.
What countries or regions does FYC invest in?
As of January 31, 2026, FYC has its largest geographic exposures in USA.
What sectors or themes does FYC focus on?
As of January 31, 2026, FYC is primarily exposed to Health Care, Industrials and Information Technology.
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