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HWSMvsFNKETF Comparison
H&W SMID Cap Diversified Value Fund (HWSM) belongs to the US Multi-Factor segment. First Trust Mid Cap Value AlphaDEX Fund ETF (FNK) is part of the US Mid Cap Value segment. HWSM's top 3 sector exposures are Financials, Industrials and Consumer Discretionary. In contrast, FNK's top sector exposures are Financials, Consumer Discretionary and Industrials. HWSM is less expensive with a Total Expense Ratio (TER) of 0.55%, versus 0.74% for FNK. HWSM is down -0.78% year-to-date (YTD) with +$15K in YTD flows. FNK performs better with 1.48% YTD performance, and +$43K in YTD flows. Run a side-by-side ETF comparison of HWSM and FNK below, and assess how they stack up in performance, liquidity, risk, exposure, holdings, and more, helping you select the best ETF for your investments.
HWSM vs FNK performance and flow charts
Performance
Cumulative Flows
| 1M | 3M | YTD | 1Y | 3Y | 5Y | ||
|---|---|---|---|---|---|---|---|
| Perf. | HWSM FNK | -6.72%-6.00% | -2.34%-0.38% | -0.78%+1.48% | n/a+15.45% | n/a+40.69% | n/a+39.82% |
| Flows | HWSM FNK | +$15K+$43K | +$15K+$43K | +$15K+$43K | --$23M | --$122M | -+$87M |
| 3M | 1Y | 3Y | 5Y | ||
|---|---|---|---|---|---|
| Volatility | HWSM FNK | +15.58%+14.47% | n/a+22.14% | n/a+20.15% | n/a+21.51% |
| Max drawdown | HWSM FNK | -8.60%-7.41% | n/a-15.82% | n/a-24.99% | n/a-24.99% |
| Max drawdown duration | HWSM FNK | 18d32d | n/a49d | n/a406d | n/a406d |
HWSM | FNK | |
Last sale 3/12/2026 at 1:30 PM | $26.92 | $56.45 |
| Previous close 03/12/2026 | $27.36 | $56.40 |
| Consolidated volume 03/12/2026 | ||
| Average volume 30 days | ||
| Average discount or premium 30 days | ||
| Average Bid/Ask spread 30 days |
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HWSM | FNK | |
|---|---|---|
| Tracking error | ||
| Tracking difference | ||
| 1 year cumulative return difference | ||
| Best | ||
| Worst | ||
| Daily return difference | ||
| Average | ||
| Worst | ||
HWSM | FNK | |
|---|---|---|
| Last price | $26.92 | $56.45 |
| 1D performance | -1.58% | +0.09% |
| AuM | $2.42 M | $203.24 M |
| E/R | 0.55% | 0.74% |
HWSM | FNK | |
|---|---|---|
| Management strategy | Active | Passive |
| Provider | Hotchkis & Wiley Capital Management | First Trust |
| Benchmark | - | NASDAQ AlphaDEX Mid Cap Value Index |
| N° of holdings | 149 | 214 |
| Asset class | - | Equities |
| Trailing 12m distribution yield | Join | Join |
| Inception date | March 31, 2025 | April 19, 2011 |
| ESG | No | No |
Countries
Sectors
Diversification
Total weight of top 15 holdings out of 15
Total weight of top 15 holdings out of 15
Top 15 holdings
How have the HWSM and FNK ETFs performed in 2026?
As of March 12, 2026, HWSM is down -0.78% year-to-date (YTD), while FNK has returned 1.48%. That puts FNK better performer ahead so far this year.
Which ETF is attracting more investor money: HWSM or FNK?
Year-to-date, the HWSM ETF saw +$15K in flows, compared to +$43K for FNK.
Which ETF is bigger: HWSM or FNK?
As of March 12, 2026, HWSM holds $2.42 M in assets under management (AUM), while FNK manages $203.24 M.
What sectors do the HWSM and FNK ETFs invest in?
HWSM leans toward sectors like Financials, Industrials and Consumer Discretionary. Meanwhile, FNK focuses on Financials, Consumer Discretionary and Industrials.
What are the top holdings of the HWSM ETF and FNK ETF?
HWSM top holdings include HUNTINGTON INGALLS INDUSTRIES, AXALTA COATING SYSTEMS LTD and CITIZENS FINANCIAL GROUP. FNK holds in its top three: CH1300646267, CALIFORNIA RESOURCES and NOV INC.
Which ETF is more diversified: HWSM or FNK?
HWSM holds 164 securities with 16.68% of its assets in the top 15. FNK has 224 securities and a top 15 weight of 12.04%.
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