FYXvsHAPSETF Comparison
VS
ETF 2
HAPS
Harbor Human Capital Factor US Small Cap ETF
First Trust Small Cap Core AlphaDEX Fund ETF (FYX) belongs to the US Multi-Factor segment. Harbor Human Capital Factor US Small Cap ETF (HAPS) is part of the segment. FYX's top 3 sector exposures are Financials, Industrials and Health Care. In contrast, HAPS's top sector exposures are Financials, Health Care and Information Technology. FYX is less expensive with a Total Expense Ratio (TER) of 0.58%, versus 0.6% for HAPS. FYX is up 23.11% year-to-date (YTD) with +$151M in YTD flows. HAPS performs worse with 14.37% YTD performance, and -$93K in YTD flows. Run a side-by-side ETF comparison of FYX and HAPS below, and assess how they stack up in performance, liquidity, risk, exposure, holdings, and more, helping you select the best ETF for your investments.
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FYX vs HAPS performance and flow charts
Performance
Cumulative Flows
Historic performance and flows
Data as of 06/12/2026
| 1M | 3M | YTD | 1Y | 3Y | 5Y | ||
|---|---|---|---|---|---|---|---|
| Perf. | FYX HAPS | +6.09%+4.85% | +19.37%+17.29% | +23.11%+14.37% | +46.73%+29.63% | +75.71%+40.23% | +55.24%n/a |
| Flows | FYX HAPS | +$33M+$148K | +$78M+$200K | +$151M-$93K | +$114M+$1M | +$54M-$988K | -$40M- |
Volatility and drawdown
| 3M | 1Y | 3Y | 5Y | ||
|---|---|---|---|---|---|
| Volatility | FYX HAPS | +17.95%+17.25% | +18.54%+17.24% | +20.80%+20.79% | +22.23%n/a |
| Max drawdown | FYX HAPS | -4.58%-4.51% | -7.56%-10.02% | -28.15%-27.24% | -28.15%n/a |
| Max drawdown duration | FYX HAPS | 19d28d | 31d83d | 296d393d | 296dn/a |
Trading data
FYX | HAPS | |
Last sale 6/12/2026 at 1:30 PM | $139.03 | $35.90 |
| Previous close 06/11/2026 | $137.96 | $35.60 |
| Consolidated volume 06/11/2026 | ||
| Average volume 30 days | ||
| Average discount or premium 30 days | ||
| Average Bid/Ask spread 30 days |
Replication quality
Data as of May 29, 2026
1-year trailing difference
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FYX | HAPS | |
|---|---|---|
| Tracking error | ||
| Tracking difference | ||
| 1 year cumulative return difference | ||
| Best | ||
| Worst | ||
| Daily return difference | ||
| Average | ||
| Worst | ||
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Main metrics
Last update 6/12/2026 at 1:30 PM
Live
Closed
FYX | HAPS | |
|---|---|---|
| Last price | $139.03 | $35.90 |
| 1D performance | +0.78% | +0.85% |
| AuM | $1.31 B | $164.20 M |
| E/R | 0.58% | 0.6% |
Characteristics
FYX | HAPS | |
|---|---|---|
| Management strategy | Passive | Passive |
| Provider | First Trust | Harbor Capital |
| Benchmark | NASDAQ AlphaDEX Small Cap Core Index | Human Capital Factor Small Cap Index |
| N° of holdings | 469 | 182 |
| Asset class | Equities | Equities |
| Trailing 12m distribution yield | Join | Join |
| Inception date | May 8, 2007 | April 12, 2023 |
| ESG | No | Yes |
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Exposure
Countries
FYX
USA
84.93%
Other
15.07%
HAPS
USA
89.1%
Other
10.9%
Sectors
FYX
Financials
16.94%
Industrials
14.76%
Health Care
11.53%
Consumer Discreti.
11.37%
Information Techn.
8.37%
Other
37.03%
HAPS
Financials
17.03%
Health Care
15.25%
Information Techn.
14.87%
Industrials
12.63%
Consumer Discreti.
7.87%
Other
32.34%
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Diversification
FYX
Total weight of top 15 holdings out of 15
5.63%
HAPS
Total weight of top 15 holdings out of 15
24.23%
Top 15 holdings
Data as of April 30, 2026
FYX
APPLIED OPTOEL/D
0.47%
ANAPTYSBIO INC
0.45%
KAISER ALUMINUM
0.41%
ORGANON & CO
0.38%
SOLARIS OILFIELD INFRASTRUCTURE
0.38%
RELAY THERAPEUTICS
0.38%
BEL FUSE
0.36%
US00676P1075
0.36%
DXP ENTERPRISES
0.35%
HUB GROUP
0.35%
VISTEON
0.35%
CBZ
0.35%
TANGO THERAPEUTICS INC
0.35%
ENCORE CAPITAL GROUP
0.35%
DOUGLAS EMMETT REIT
0.34%
HAPS
MAGNOLIA OIL AND GAS CORP
2.09%
SENSIENT TECHNOLOGIES
2.01%
PHILLIPS EDISON AND COMPANY
2.01%
ORGANON & CO
1.93%
KYMERA THERAPEUTICS
1.89%
AVNET
1.68%
RHYTHM PHARMACEUTICALS INC
1.66%
CHEMOURS CO
1.64%
RESIDEO TECHNOLOGIES
1.58%
GATX
1.37%
APPLE HOSPITALITY REIT INC
1.35%
PIPER SANDLER COMPANIES
1.31%
ULTRAGENYX PHARMA
1.28%
ARCHROCK
1.24%
POWELL INDUSTRIES
1.20%
Frequently asked questions about FYX and HAPS
How have the FYX and HAPS ETFs performed in 2026?
As of June 12, 2026, FYX is up 23.11% year-to-date (YTD), while HAPS has returned 14.37%. That puts FYX better performer ahead so far this year.
Which ETF is attracting more investor money: FYX or HAPS?
Year-to-date, the FYX ETF saw +$151M in flows, compared to -$93K for HAPS.
Which ETF is more volatile: FYX or HAPS?
Over the past year, FYX had a volatility of 18.54%, while HAPS experienced 17.24%.
Which ETF is bigger: FYX or HAPS?
As of June 12, 2026, FYX holds $1.31 B in assets under management (AUM), while HAPS manages $164.20 M.
What sectors do the FYX and HAPS ETFs invest in?
FYX leans toward sectors like Financials, Industrials and Health Care. Meanwhile, HAPS focuses on Financials, Health Care and Information Technology.
What are the top holdings of the FYX ETF and HAPS ETF?
FYX top holdings include APPLIED OPTOEL/D, ANAPTYSBIO INC and KAISER ALUMINUM. HAPS holds in its top three: MAGNOLIA OIL AND GAS CORP, SENSIENT TECHNOLOGIES and PHILLIPS EDISON AND COMPANY.
Which ETF is more diversified: FYX or HAPS?
FYX holds 476 securities with 5.63% of its assets in the top 15. HAPS has 183 securities and a top 15 weight of 24.23%.
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Latest news about FYX & HAPS
First Trust Launches the First Trust Emerging Markets Human Flourishing ETF
November 29, 2023
HAPS
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