FYXvsHAPSETF Comparison
VS
ETF 2
HAPS
Harbor Human Capital Factor US Small Cap ETF
First Trust Small Cap Core AlphaDEX Fund ETF (FYX) belongs to the US Multi-Factor segment. Harbor Human Capital Factor US Small Cap ETF (HAPS) is part of the segment. Both ETFs have the same top 3 sector exposures: Finance, Healthcare and Technology. FYX is less expensive with a Total Expense Ratio (TER) of 0.58%, versus 0.61% for HAPS. FYX is up 23.05% year-to-date (YTD) with +$229M in YTD flows. HAPS performs worse with 18.96% YTD performance, and -$8K in YTD flows. Run a side-by-side ETF comparison of FYX and HAPS below, and assess how they stack up in performance, liquidity, risk, exposure, holdings, and more, helping you select the best ETF for your investments.
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FYX vs HAPS performance and flow charts
Performance
Cumulative Flows
Historic performance and flows
Data as of 10/22/2026
| 1M | 3M | YTD | 1Y | 3Y | 5Y | ||
|---|---|---|---|---|---|---|---|
| Perf. | FYX HAPS | -0.14%+1.44% | -2.53%+1.25% | +23.05%+18.96% | +27.24%+19.06% | +88.60%+67.40% | +52.89%n/a |
| Flows | FYX HAPS | +$4M- | +$54M+$86K | +$229M-$8K | +$234M+$1M | +$101M-$2M | +$91M- |
Volatility and drawdown
| 3M | 1Y | 3Y | 5Y | ||
|---|---|---|---|---|---|
| Volatility | FYX HAPS | +12.85%+12.26% | +16.29%+15.34% | +20.44%+20.26% | +21.91%n/a |
| Max drawdown | FYX HAPS | -8.70%-7.11% | -8.70%-10.02% | -28.15%-27.24% | -28.15%n/a |
| Max drawdown duration | FYX HAPS | 79d57d | 79d83d | 296d393d | 296dn/a |
Trading data
FYX | HAPS | |
Last sale 10/23/2026 at 1:30 PM | $137.73 | $37.33 |
| Previous close 10/22/2026 | $138.07 | $37.28 |
| Consolidated volume 10/22/2026 | ||
| Average volume 30 days | ||
| Average discount or premium 30 days | ||
| Average Bid/Ask spread 30 days |
Replication quality
Data as of September 30, 2026
1-year trailing difference
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FYX | HAPS | |
|---|---|---|
| Tracking error | ||
| Tracking difference | ||
| 1 year cumulative return difference | ||
| Best | ||
| Worst | ||
| Daily return difference | ||
| Average | ||
| Worst | ||
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Main metrics
Last update 10/23/2026 at 1:30 PM
Live
Closed
FYX | HAPS | |
|---|---|---|
| Last price | $137.73 | $37.33 |
| 1D performance | -0.25% | +0.13% |
| AuM | $1.37 B | $170.78 M |
| E/R | 0.58% | 0.61% |
Characteristics
FYX | HAPS | |
|---|---|---|
| Management strategy | Passive | Passive |
| Provider | First Trust | Harbor Capital |
| Benchmark | NASDAQ AlphaDEX Small Cap Core Index | Human Capital Factor Small Cap Index |
| N° of holdings | 516 | 431 |
| Asset class | Equities | Equities |
| Trailing 12m distribution yield | Join | Join |
| Inception date | May 8, 2007 | April 12, 2023 |
| ESG | No | Yes |
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Exposure
Countries
FYX
USA
94.66%
Other
5.34%
HAPS
USA
97.75%
Other
2.25%
Sectors
FYX
Finance
26.62%
Healthcare
14.81%
Technology
10.25%
Consumer Cyclical.
8.61%
Consumer Non-Cycl.
7.91%
Energy
7.32%
Other
24.48%
HAPS
Finance
26.94%
Healthcare
19.73%
Technology
15.83%
Other
37.5%
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Diversification
FYX
Total weight of top 15 holdings out of 15
6.84%
HAPS
Total weight of top 15 holdings out of 15
25.32%
Top 15 holdings
Data as of August 31, 2026
FYX
Everforth, Inc.
0.55%
CBIZ, Inc.
0.55%
PBF Energy, Inc.
0.53%
CONMED Corp.
0.48%
Dorian LPG Ltd.
0.47%
Tidewater, Inc.
0.47%
Par Pacific Holdings, Inc.
0.46%
ZoomInfo Technologies, Inc.
0.45%
International Seaways, Inc.
0.42%
Acadian Asset Management, Inc.
0.41%
DXC Technology Co.
0.41%
Korn Ferry
0.41%
Twist Bioscience Corp.
0.41%
Five9, Inc.
0.41%
Aveanna Healthcare Holdings, Inc.
0.41%
HAPS
Twist Bioscience Corp.
2.90%
Kymera Therapeutics, Inc.
2.10%
Organon & Co.
2.02%
Avnet, Inc.
1.97%
Magnolia Oil & Gas Corp.
1.97%
Phillips Edison & Co., Inc.
1.91%
Sensient Technologies Corp.
1.80%
Apple Hospitality REIT, Inc.
1.65%
AtriCure, Inc.
1.37%
Tarsus Pharmaceuticals, Inc.
1.34%
The Chemours Co.
1.33%
GATX Corp.
1.32%
JFrog Ltd.
1.25%
Archrock, Inc.
1.21%
Hancock Whitney Corp.
1.18%
Frequently asked questions about FYX and HAPS
How have the FYX and HAPS ETFs performed in 2026?
As of October 22, 2026, FYX is up 23.05% year-to-date (YTD), while HAPS has returned 18.96%. That puts FYX better performer ahead so far this year.
Which ETF is attracting more investor money: FYX or HAPS?
Year-to-date, the FYX ETF saw +$229M in flows, compared to -$8K for HAPS.
Which ETF is more volatile: FYX or HAPS?
Over the past year, FYX had a volatility of 16.29%, while HAPS experienced 15.34%.
Which ETF is bigger: FYX or HAPS?
As of October 22, 2026, FYX holds $1.37 B in assets under management (AUM), while HAPS manages $170.78 M.
What sectors do the FYX and HAPS ETFs invest in?
FYX leans toward sectors like Finance, Healthcare and Technology. Meanwhile, HAPS focuses on Finance, Healthcare and Technology.
What are the top holdings of the FYX ETF and HAPS ETF?
FYX top holdings include Everforth, Inc., CBIZ, Inc. and PBF Energy, Inc.. HAPS holds in its top three: Twist Bioscience Corp., Kymera Therapeutics, Inc. and Organon & Co..
Which ETF is more diversified: FYX or HAPS?
FYX holds 516 securities with 6.84% of its assets in the top 15. HAPS has 431 securities and a top 15 weight of 25.32%.
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Latest news about FYX & HAPS
First Trust Launches the First Trust Emerging Markets Human Flourishing ETF
November 29, 2023
HAPS
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