FNYvsSMIZETF Comparison
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First Trust Mid Cap Growth AlphaDEX Fund ETF (FNY) belongs to the US Mid Cap Growth segment. Zacks Small/Mid Cap ETF (SMIZ) is part of the US Multi-Factor segment. FNY's top 3 sector exposures are Healthcare, Technology and Industrials. In contrast, SMIZ's top sector exposures are Finance, Technology and Industrials. FNY is more expensive with a Total Expense Ratio (TER) of 0.73%, versus 0.6% for SMIZ. FNY is up 7% year-to-date (YTD) with +$53M in YTD flows. SMIZ performs better with 10.48% YTD performance, and +$89M in YTD flows. Run a side-by-side ETF comparison of FNY and SMIZ below, and assess how they stack up in performance, liquidity, risk, exposure, holdings, and more, helping you select the best ETF for your investments.
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FNY vs SMIZ performance and flow charts
Performance
Cumulative Flows
Historic performance and flows
Data as of 11/02/2026
| 1M | 3M | YTD | 1Y | 3Y | 5Y | ||
|---|---|---|---|---|---|---|---|
| Perf. | FNY SMIZ | -3.01%-2.39% | -6.24%-3.99% | +7.00%+10.48% | +5.01%+10.14% | +70.31%+69.99% | +25.78%n/a |
| Flows | FNY SMIZ | -$10M-$13M | -$5M+$11M | +$53M+$89M | +$62M+$104M | +$115M+$231M | +$32M- |
Volatility and drawdown
| 3M | 1Y | 3Y | 5Y | ||
|---|---|---|---|---|---|
| Volatility | FNY SMIZ | +17.18%+14.14% | +21.06%+17.80% | +20.95%+18.53% | +22.48%n/a |
| Max drawdown | FNY SMIZ | -11.00%-8.24% | -13.37%-10.50% | -24.97%-24.90% | -33.90%n/a |
| Max drawdown duration | FNY SMIZ | 77d77d | 125d60d | 275d260d | 1045dn/a |
Trading data
FNY | SMIZ | |
Last sale 11/4/2026 at 2:30 PM | $99.50 | $40.87 |
| Previous close 11/03/2026 | $98.28 | $41.05 |
| Consolidated volume 11/03/2026 | ||
| Average volume 30 days | ||
| Average discount or premium 30 days | ||
| Average Bid/Ask spread 30 days |
Replication quality
Data as of October 30, 2026
1-year trailing difference
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SMIZ
is actively managed and doesn’t replicate an indexFNY | SMIZ | |
|---|---|---|
| Tracking error | ||
| Tracking difference | ||
| 1 year cumulative return difference | ||
| Best | ||
| Worst | ||
| Daily return difference | ||
| Average | ||
| Worst | ||
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Main metrics
Last update 11/4/2026 at 2:30 PM
Live
Closed
FNY | SMIZ | |
|---|---|---|
| Last price | $99.50 | $40.87 |
| 1D performance | +1.24% | -0.44% |
| AuM | $545.98 M | $275.02 M |
| E/R | 0.73% | 0.6% |
Characteristics
FNY | SMIZ | |
|---|---|---|
| Management strategy | Passive | Active |
| Provider | First Trust | Zacks ETFs |
| Benchmark | NASDAQ AlphaDEX Mid Cap Growth Index | - |
| N° of holdings | 224 | 199 |
| Asset class | Equities | - |
| Trailing 12m distribution yield | Join | Join |
| Inception date | April 19, 2011 | October 3, 2023 |
| ESG | No | No |
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Exposure
Countries
FNY
USA
99.1%
Other
0.9%
SMIZ
USA
94.67%
Other
5.33%
Sectors
FNY
Healthcare
21.82%
Technology
19.97%
Industrials
18.96%
Finance
16.74%
Other
22.51%
SMIZ
Finance
23.93%
Technology
20.77%
Industrials
19.05%
Healthcare
10.35%
Other
25.91%
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Diversification
FNY
Total weight of top 15 holdings out of 15
13.19%
SMIZ
Total weight of top 15 holdings out of 15
16.13%
Top 15 holdings
Data as of September 30, 2026
FNY
Zeta Global Holdings Corp.
1.09%
Okta, Inc.
1.03%
Guardant Health, Inc.
0.96%
Amneal Pharmaceuticals, Inc.
0.96%
Halozyme Therapeutics, Inc.
0.90%
ImmunityBio, Inc.
0.87%
Victoria's Secret & Co.
0.87%
Corcept Therapeutics, Inc.
0.86%
Tutor Perini Corp.
0.83%
Madison Square Garden Sports Corp.
0.82%
Coca-Cola Consolidated, Inc.
0.81%
TG Therapeutics, Inc.
0.80%
Frontdoor, Inc.
0.80%
Etsy, Inc.
0.80%
PACS Group, Inc.
0.79%
SMIZ
EMCOR Group, Inc.
1.56%
Vestis Corp.
1.20%
Kulicke & Soffa Industries, Inc.
1.20%
Arista Networks, Inc.
1.16%
Allient, Inc.
1.11%
Comfort Systems USA, Inc.
1.09%
Affiliated Managers Group, Inc.
1.07%
International Seaways, Inc.
1.06%
Commvault Systems, Inc.
1.03%
Amphenol Corp.
1.02%
Northern Trust Corp.
0.97%
Expeditors International of Washington, Inc.
0.96%
Arrow Electronics, Inc.
0.95%
Watts Water Technologies, Inc.
0.87%
Phillips 66
0.87%
Frequently asked questions about FNY and SMIZ
How have the FNY and SMIZ ETFs performed in 2026?
As of November 2, 2026, FNY is up 7% year-to-date (YTD), while SMIZ has returned 10.48%. That puts SMIZ better performer ahead so far this year.
Which ETF is attracting more investor money: FNY or SMIZ?
Year-to-date, the FNY ETF saw +$53M in flows, compared to +$89M for SMIZ.
Which ETF is more volatile: FNY or SMIZ?
Over the past year, FNY had a volatility of 21.06%, while SMIZ experienced 17.8%.
Which ETF is bigger: FNY or SMIZ?
As of November 2, 2026, FNY holds $545.98 M in assets under management (AUM), while SMIZ manages $275.02 M.
What sectors do the FNY and SMIZ ETFs invest in?
FNY leans toward sectors like Healthcare, Technology and Industrials. Meanwhile, SMIZ focuses on Finance, Technology and Industrials.
What are the top holdings of the FNY ETF and SMIZ ETF?
FNY top holdings include Zeta Global Holdings Corp., Okta, Inc. and Guardant Health, Inc.. SMIZ holds in its top three: EMCOR Group, Inc., Vestis Corp. and Kulicke & Soffa Industries, Inc..
Which ETF is more diversified: FNY or SMIZ?
FNY holds 224 securities with 13.19% of its assets in the top 15. SMIZ has 199 securities and a top 15 weight of 16.13%.
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