BROUGHT TO YOU BY:

ETF Portfolio Builder

New

ETF Portfolio Builder

New

FNYvsFADETF Comparison

ETF 1

FNY

First Trust Mid Cap Growth AlphaDEX Fund ETF

This fund is part of

US Mid Cap Growth

+1.05%

Full FNY fund page

VS

ETF 2

FAD

First Trust Multi Cap Growth AlphaDEX Fund ETF

This fund is part of

US Multi-Factor

+0.08%

Full FAD fund page

First Trust Mid Cap Growth AlphaDEX Fund ETF (FNY) belongs to the US Mid Cap Growth segment. First Trust Multi Cap Growth AlphaDEX Fund ETF (FAD) is part of the US Multi-Factor segment. FNY's top 3 sector exposures are Healthcare, Technology and Industrials. In contrast, FAD's top sector exposures are Technology, Industrials and Healthcare. FNY is more expensive with a Total Expense Ratio (TER) of 0.73%, versus 0.63% for FAD. FNY is up 7% year-to-date (YTD) with +$53M in YTD flows. FAD performs better with 8.17% YTD performance, and +$190M in YTD flows. Run a side-by-side ETF comparison of FNY and FAD below, and assess how they stack up in performance, liquidity, risk, exposure, holdings, and more, helping you select the best ETF for your investments.

Find out how industry players manage ETF portfolios. Discover our library of Model portfolios

FNY vs FAD performance and flow charts

Performance

Cumulative Flows

Get all the metrics on this page, and more, through a reliable ETF data feed

Daily, global ETF data for advanced analysis or integration into apps (API), from our partner Trackinsight.

Data Services

Historic performance and flows

Data as of 11/02/2026

		1M	3M	YTD	1Y	3Y	5Y
Perf.	FNY FAD	-3.01%-5.09%	-6.24%-6.30%	+7.00%+8.17%	+5.01%+6.81%	+70.31%+81.23%	+25.78%+38.63%
Flows	FNY FAD	-$10M+$9M	-$5M+$36M	+$53M+$190M	+$62M+$206M	+$115M+$290M	+$32M+$245M

Volatility and drawdown

		3M	1Y	3Y	5Y
Volatility	FNY FAD	+17.18%+17.78%	+21.06%+20.95%	+20.95%+20.04%	+22.48%+21.50%
Max drawdown	FNY FAD	-11.00%-9.86%	-13.37%-12.54%	-24.97%-23.51%	-33.90%-31.99%
Max drawdown duration	FNY FAD	77d77d	125d125d	275d230d	1045d967d

Trading data

Create an account to view trading data

Join for free

	FNY	FAD
Last sale 11/4/2026 at 2:30 PM	$99.50	$177.93
Previous close 11/03/2026	$98.28	$176.79
Consolidated volume 11/03/2026
Average volume 30 days
Average discount or premium 30 days
Average Bid/Ask spread 30 days

Replication quality

Data as of October 30, 2026

1-year trailing difference

Create an account to view replication metrics

Join for free

Create an account to view replication quality

Join for free

	FNY	FAD
Tracking error
Tracking difference
1 year cumulative return difference
Best
Worst
Daily return difference
Average
Worst

Main metrics

Last update 11/4/2026 at 2:30 PM

Live

Closed

	FNY	FAD
Last price	$99.50	$177.93
1D performance	+1.24%	+0.65%
AuM	$545.98 M	$585.76 M
E/R	0.73%	0.63%

Characteristics

	FNY	FAD
Management strategy	Passive	Passive
Provider	First Trust	First Trust
Benchmark	NASDAQ AlphaDEX Mid Cap Growth Index	NASDAQ AlphaDEX Multi Cap Growth Index
N° of holdings	224	669
Asset class	Equities	Equities
Trailing 12m distribution yield	Join	Join
Inception date	April 19, 2011	May 8, 2007
ESG	No	No

More FNY data on Trackinsight

More FAD data on Trackinsight

Exposure

Countries

FNY

USA

99.1%

Other

0.9%

FAD

USA

96.73%

Other

3.27%

Sectors

FNY

Healthcare

21.82%

Technology

19.97%

Industrials

18.96%

Finance

16.74%

Other

22.51%

FAD

Technology

26.65%

Industrials

19.45%

Healthcare

17.55%

Finance

13.85%

Other

22.5%

Diversification

FNY

Total weight of top 15 holdings out of 15

13.19%

FAD

Total weight of top 15 holdings out of 15

8.14%

Top 15 holdings

Data as of September 30, 2026

FNY

Zeta Global Holdings Corp.

1.09%

Okta, Inc.

1.03%

Guardant Health, Inc.

0.96%

Amneal Pharmaceuticals, Inc.

0.96%

Halozyme Therapeutics, Inc.

0.90%

ImmunityBio, Inc.

0.87%

Victoria's Secret & Co.

0.87%

Corcept Therapeutics, Inc.

0.86%

Tutor Perini Corp.

0.83%

Madison Square Garden Sports Corp.

0.82%

Coca-Cola Consolidated, Inc.

0.81%

TG Therapeutics, Inc.

0.80%

Frontdoor, Inc.

0.80%

Etsy, Inc.

0.80%

PACS Group, Inc.

0.79%

FAD

Everpure, Inc.

0.66%

Dell Technologies, Inc.

0.61%

Natera, Inc.

0.59%

Lumentum Holdings, Inc.

0.59%

Illumina, Inc.

0.59%

Fortinet, Inc.

0.57%

CrowdStrike Holdings, Inc.

0.54%

Advanced Micro Devices, Inc.

0.52%

Datadog, Inc.

0.52%

Keysight Technologies, Inc.

0.52%

Analog Devices, Inc.

0.50%

Incyte Corp.

0.50%

Seagate Technology Holdings Plc

0.48%

Interactive Brokers Group, Inc.

0.48%

Amphenol Corp.

0.47%

Frequently asked questions about FNY and FAD

How have the FNY and FAD ETFs performed in 2026?

As of November 2, 2026, FNY is up 7% year-to-date (YTD), while FAD has returned 8.17%. That puts FAD better performer ahead so far this year.

Which ETF is attracting more investor money: FNY or FAD?

Year-to-date, the FNY ETF saw +$53M in flows, compared to +$190M for FAD.

Which ETF is more volatile: FNY or FAD?

Over the past year, FNY had a volatility of 21.06%, while FAD experienced 20.95%.

Which ETF is bigger: FNY or FAD?

As of November 2, 2026, FNY holds $545.98 M in assets under management (AUM), while FAD manages $585.76 M.

What sectors do the FNY and FAD ETFs invest in?

FNY leans toward sectors like Healthcare, Technology and Industrials. Meanwhile, FAD focuses on Technology, Industrials and Healthcare.

What are the top holdings of the FNY ETF and FAD ETF?

FNY top holdings include Zeta Global Holdings Corp., Okta, Inc. and Guardant Health, Inc.. FAD holds in its top three: Everpure, Inc., Dell Technologies, Inc. and Natera, Inc..

FNYvsFADETF Comparison

First Trust Mid Cap Growth AlphaDEX Fund ETF

First Trust Multi Cap Growth AlphaDEX Fund ETF

FNY vs FAD performance and flow charts

Performance

Cumulative Flows

Get all the metrics on this page, and more, through a reliable ETF data feed

Countries

Sectors

Diversification

Top 15 holdings

How have the FNY and FAD ETFs performed in 2026?

As of November 2, 2026, FNY is up 7% year-to-date (YTD), while FAD has returned 8.17%. That puts FAD better performer ahead so far this year.

Which ETF is attracting more investor money: FNY or FAD?

Year-to-date, the FNY ETF saw +$53M in flows, compared to +$190M for FAD.

Which ETF is more volatile: FNY or FAD?

Over the past year, FNY had a volatility of 21.06%, while FAD experienced 20.95%.

Which ETF is bigger: FNY or FAD?

As of November 2, 2026, FNY holds $545.98 M in assets under management (AUM), while FAD manages $585.76 M.

What sectors do the FNY and FAD ETFs invest in?

FNY leans toward sectors like Healthcare, Technology and Industrials. Meanwhile, FAD focuses on Technology, Industrials and Healthcare.

What are the top holdings of the FNY ETF and FAD ETF?

FNY top holdings include Zeta Global Holdings Corp., Okta, Inc. and Guardant Health, Inc.. FAD holds in its top three: Everpure, Inc., Dell Technologies, Inc. and Natera, Inc..

Which ETF is more diversified: FNY or FAD?

FNY holds 224 securities with 13.19% of its assets in the top 15. FAD has 669 securities and a top 15 weight of 8.14%.

ETFs’ Next Act: From Access to Selection