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FNYvsFADETF Comparison

ETF 1

FNY

First Trust Mid Cap Growth AlphaDEX Fund ETF

This fund is part of

US Mid Cap Growth

+0.17%

Full FNY fund page

VS

ETF 2

FAD

First Trust Multi Cap Growth AlphaDEX Fund ETF

This fund is part of

US Multi-Factor

+0.07%

Full FAD fund page

First Trust Mid Cap Growth AlphaDEX Fund ETF (FNY) belongs to the US Mid Cap Growth segment. First Trust Multi Cap Growth AlphaDEX Fund ETF (FAD) is part of the US Multi-Factor segment. FNY's top 3 sector exposures are Industrials, Health Care and Information Technology. In contrast, FAD's top sector exposures are Industrials, Information Technology and Health Care. FNY is more expensive with a Total Expense Ratio (TER) of 0.73%, versus 0.63% for FAD. FNY is up 10.43% year-to-date (YTD) with +$5M in YTD flows. FAD performs worse with 9.95% YTD performance, and +$69M in YTD flows. Run a side-by-side ETF comparison of FNY and FAD below, and assess how they stack up in performance, liquidity, risk, exposure, holdings, and more, helping you select the best ETF for your investments.

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FNY vs FAD performance and flow charts

Performance

Cumulative Flows

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Daily, global ETF data for advanced analysis or integration into apps (API), from our partner Trackinsight.

Data Services

Historic performance and flows

Data as of 04/30/2026

		1M	3M	YTD	1Y	3Y	5Y
Perf.	FNY FAD	+15.65%+16.21%	+6.23%+7.03%	+10.43%+9.95%	+35.38%+37.33%	+70.62%+83.85%	+44.88%+60.93%
Flows	FNY FAD	-$19M+$43M	-$10M+$43M	+$5M+$69M	+$38M+$130M	+$81M+$158M	-$38M+$143M

Volatility and drawdown

		3M	1Y	3Y	5Y
Volatility	FNY FAD	+24.16%+22.75%	+19.60%+18.16%	+20.51%+19.18%	+22.48%+21.10%
Max drawdown	FNY FAD	-11.58%-10.12%	-12.05%-10.70%	-24.97%-23.51%	-33.90%-31.99%
Max drawdown duration	FNY FAD	49d43d	84d81d	275d230d	1045d967d

Trading data

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	FNY	FAD
Last sale 5/1/2026 at 1:30 PM	$100.55	$178.34
Previous close 04/29/2026	$100.66	$177.89
Consolidated volume 04/29/2026
Average volume 30 days
Average discount or premium 30 days
Average Bid/Ask spread 30 days

Replication quality

Data as of April 30, 2026

1-year trailing difference

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	FNY	FAD
Tracking error
Tracking difference
1 year cumulative return difference
Best
Worst
Daily return difference
Average
Worst

Main metrics

Last update 5/1/2026 at 1:30 PM

Live

Closed

	FNY	FAD
Last price	$100.55	$178.34
1D performance	-0.11%	+0.25%
AuM	$518.20 M	$480.20 M
E/R	0.73%	0.63%

Characteristics

	FNY	FAD
Management strategy	Passive	Passive
Provider	First Trust	First Trust
Benchmark	NASDAQ AlphaDEX Mid Cap Growth Index	NASDAQ AlphaDEX Multi Cap Growth Index
N° of holdings	206	608
Asset class	Equities	Equities
Trailing 12m distribution yield	Join	Join
Inception date	April 19, 2011	May 8, 2007
ESG	No	No

More FNY data on Trackinsight

More FAD data on Trackinsight

Exposure

Countries

FNY

USA

96.93%

Other

3.07%

FAD

USA

94.88%

Other

5.12%

Sectors

FNY

Industrials

20.95%

Health Care

17.95%

Information Techn.

13.4%

Consumer Discreti.

12.18%

Financials

7.53%

Other

27.99%

FAD

Industrials

22.34%

Information Techn.

16.57%

Health Care

13.9%

Consumer Discreti.

11.83%

Financials

10.09%

Other

25.27%

Diversification

FNY

Total weight of top 15 holdings out of 15

15.27%

FAD

Total weight of top 15 holdings out of 15

9.04%

Top 15 holdings

Data as of March 31, 2026

FNY

LUMENTUM HOLDINGS

1.54%

CIENA

1.31%

BLOOM ENERGY CORP

1.13%

US3004261034

1.08%

TTM TECHNOLOGIES

1.04%

US65290E1010

1.02%

MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC

0.99%

ATI INC

0.98%

IES HOLDINGS

0.92%

FIVE BELOW

0.92%

NEW YORK TIMES

0.91%

PRIMORIS SERVICES

0.90%

AST SPACEMOBILE

0.86%

ENSIGN GROUP

0.85%

ECHOSTAR

0.82%

FAD

VERTIV HOLDINGS

0.73%

MICHAEL STORES

0.70%

SEAGATE TECHNOLOGY HOLDINGS PLC

0.70%

COMFORT SYSTEMS USA

0.69%

US36828A1016

0.62%

US19247G1076

0.61%

QUANTA SERVICES

0.60%

US5128073062

0.59%

CATERPILLAR

0.58%

KYG3730V1059

0.58%

EMCOR GROUP

0.56%

WOODWARD

0.56%

NEWMONT CORP

0.52%

TAPESTRY INC

0.51%

API GROUP CORP

0.49%

Frequently asked questions about FNY and FAD

How have the FNY and FAD ETFs performed in 2026?

As of April 30, 2026, FNY is up 10.43% year-to-date (YTD), while FAD has returned 9.95%. That puts FNY better performer ahead so far this year.

Which ETF is attracting more investor money: FNY or FAD?

Year-to-date, the FNY ETF saw +$5M in flows, compared to +$69M for FAD.

Which ETF is more volatile: FNY or FAD?

Over the past year, FNY had a volatility of 19.6%, while FAD experienced 18.16%.

Which ETF is bigger: FNY or FAD?

As of April 30, 2026, FNY holds $518.20 M in assets under management (AUM), while FAD manages $480.20 M.

What sectors do the FNY and FAD ETFs invest in?

FNY leans toward sectors like Industrials, Health Care and Information Technology. Meanwhile, FAD focuses on Industrials, Information Technology and Health Care.

What are the top holdings of the FNY ETF and FAD ETF?

FNY top holdings include LUMENTUM HOLDINGS, CIENA and BLOOM ENERGY CORP. FAD holds in its top three: VERTIV HOLDINGS, MICHAEL STORES and SEAGATE TECHNOLOGY HOLDINGS PLC.

FNYvsFADETF Comparison

First Trust Mid Cap Growth AlphaDEX Fund ETF

First Trust Multi Cap Growth AlphaDEX Fund ETF

FNY vs FAD performance and flow charts

Performance

Cumulative Flows

Get all the metrics on this page, and more, through a reliable ETF data feed

Countries

Sectors

Diversification

Top 15 holdings

How have the FNY and FAD ETFs performed in 2026?

As of April 30, 2026, FNY is up 10.43% year-to-date (YTD), while FAD has returned 9.95%. That puts FNY better performer ahead so far this year.

Which ETF is attracting more investor money: FNY or FAD?

Year-to-date, the FNY ETF saw +$5M in flows, compared to +$69M for FAD.

Which ETF is more volatile: FNY or FAD?

Over the past year, FNY had a volatility of 19.6%, while FAD experienced 18.16%.

Which ETF is bigger: FNY or FAD?

As of April 30, 2026, FNY holds $518.20 M in assets under management (AUM), while FAD manages $480.20 M.

What sectors do the FNY and FAD ETFs invest in?

FNY leans toward sectors like Industrials, Health Care and Information Technology. Meanwhile, FAD focuses on Industrials, Information Technology and Health Care.

What are the top holdings of the FNY ETF and FAD ETF?

FNY top holdings include LUMENTUM HOLDINGS, CIENA and BLOOM ENERGY CORP. FAD holds in its top three: VERTIV HOLDINGS, MICHAEL STORES and SEAGATE TECHNOLOGY HOLDINGS PLC.

Which ETF is more diversified: FNY or FAD?

FNY holds 224 securities with 15.27% of its assets in the top 15. FAD has 672 securities and a top 15 weight of 9.04%.

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