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FNYvsFADETF Comparison

ETF 1

FNY

First Trust Mid Cap Growth AlphaDEX Fund ETF

This fund is part of

US Mid Cap Growth

+0.82%

Full FNY fund page

VS

ETF 2

FAD

First Trust Multi Cap Growth AlphaDEX Fund ETF

This fund is part of

US Multi-Factor

+0.61%

Full FAD fund page

First Trust Mid Cap Growth AlphaDEX Fund ETF (FNY) belongs to the US Mid Cap Growth segment. First Trust Multi Cap Growth AlphaDEX Fund ETF (FAD) is part of the US Multi-Factor segment. FNY's top 3 sector exposures are Healthcare, Industrials and Technology. In contrast, FAD's top sector exposures are Technology, Industrials and Healthcare. FNY is more expensive with a Total Expense Ratio (TER) of 0.73%, versus 0.63% for FAD. FNY is up 8.4% year-to-date (YTD) with +$58M in YTD flows. FAD performs better with 10.64% YTD performance, and +$172M in YTD flows. Run a side-by-side ETF comparison of FNY and FAD below, and assess how they stack up in performance, liquidity, risk, exposure, holdings, and more, helping you select the best ETF for your investments.

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FNY vs FAD performance and flow charts

Performance

Cumulative Flows

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Daily, global ETF data for advanced analysis or integration into apps (API), from our partner Trackinsight.

Data Services

Historic performance and flows

Data as of 09/16/2026

		1M	3M	YTD	1Y	3Y	5Y
Perf.	FNY FAD	-8.40%-7.80%	-7.11%-6.82%	+8.40%+10.64%	+9.62%+12.88%	+58.89%+75.16%	+33.03%+47.88%
Flows	FNY FAD	+$5M+$18M	+$27M+$75M	+$58M+$172M	+$77M+$197M	+$120M+$267M	+$3M+$227M

Volatility and drawdown

		3M	1Y	3Y	5Y
Volatility	FNY FAD	+18.61%+19.66%	+21.21%+20.79%	+21.07%+20.05%	+22.51%+21.47%
Max drawdown	FNY FAD	-11.05%-10.71%	-12.05%-10.71%	-24.97%-23.51%	-33.90%-31.99%
Max drawdown duration	FNY FAD	78d78d	84d78d	275d230d	1045d967d

Trading data

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	FNY	FAD
Last sale 9/17/2026 at 7:13 PM	$99.80	$180.94
Previous close 09/17/2026	$98.79	$178.95
Consolidated volume 09/17/2026
Average volume 30 days
Average discount or premium 30 days
Average Bid/Ask spread 30 days

Replication quality

Data as of August 31, 2026

1-year trailing difference

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	FNY	FAD
Tracking error
Tracking difference
1 year cumulative return difference
Best
Worst
Daily return difference
Average
Worst

Main metrics

Last update 9/17/2026 at 7:13 PM

Live

Closed

	FNY	FAD
Last price	$99.80	$180.94
1D performance	+1.03%	+1.11%
AuM	$558.08 M	$581.43 M
E/R	0.73%	0.63%

Characteristics

	FNY	FAD
Management strategy	Passive	Passive
Provider	First Trust	First Trust
Benchmark	NASDAQ AlphaDEX Mid Cap Growth Index	NASDAQ AlphaDEX Multi Cap Growth Index
N° of holdings	224	666
Asset class	Equities	Equities
Trailing 12m distribution yield	Join	Join
Inception date	April 19, 2011	May 8, 2007
ESG	No	No

More FNY data on Trackinsight

More FAD data on Trackinsight

Exposure

Countries

FNY

USA

98.66%

Other

1.34%

FAD

USA

96.26%

Other

3.74%

Sectors

FNY

Healthcare

22.7%

Industrials

19.51%

Technology

17.34%

Finance

16.74%

Other

23.71%

FAD

Technology

23.83%

Industrials

20.02%

Healthcare

17.73%

Finance

14.43%

Other

23.99%

Diversification

FNY

Total weight of top 15 holdings out of 15

12.39%

FAD

Total weight of top 15 holdings out of 15

7.04%

Top 15 holdings

Data as of July 31, 2026

FNY

Zeta Global Holdings Corp.

0.88%

H&R Block, Inc.

0.87%

Guardant Health, Inc.

0.87%

Corcept Therapeutics, Inc.

0.87%

Tutor Perini Corp.

0.85%

Halozyme Therapeutics, Inc.

0.84%

Etsy, Inc.

0.84%

Glaukos Corp.

0.82%

Frontdoor, Inc.

0.82%

Amneal Pharmaceuticals, Inc.

0.81%

Victoria's Secret & Co.

0.81%

PACS Group, Inc.

0.80%

Coca-Cola Consolidated, Inc.

0.77%

Enova International, Inc.

0.77%

Madison Square Garden Sports Corp.

0.77%

FAD

Incyte Corp.

0.53%

Everpure, Inc.

0.53%

Lumentum Holdings, Inc.

0.49%

Interactive Brokers Group, Inc.

0.49%

Dell Technologies, Inc.

0.48%

Fortinet, Inc.

0.47%

Morgan Stanley

0.47%

United Rentals, Inc.

0.46%

Illumina, Inc.

0.46%

Natera, Inc.

0.45%

EMCOR Group, Inc.

0.45%

Quanta Services, Inc.

0.44%

eBay, Inc.

0.44%

Medpace Holdings, Inc.

0.44%

Analog Devices, Inc.

0.44%

Frequently asked questions about FNY and FAD

How have the FNY and FAD ETFs performed in 2026?

As of September 16, 2026, FNY is up 8.4% year-to-date (YTD), while FAD has returned 10.64%. That puts FAD better performer ahead so far this year.

Which ETF is attracting more investor money: FNY or FAD?

Year-to-date, the FNY ETF saw +$58M in flows, compared to +$172M for FAD.

Which ETF is more volatile: FNY or FAD?

Over the past year, FNY had a volatility of 21.21%, while FAD experienced 20.79%.

Which ETF is bigger: FNY or FAD?

As of September 16, 2026, FNY holds $558.08 M in assets under management (AUM), while FAD manages $581.43 M.

What sectors do the FNY and FAD ETFs invest in?

FNY leans toward sectors like Healthcare, Industrials and Technology. Meanwhile, FAD focuses on Technology, Industrials and Healthcare.

What are the top holdings of the FNY ETF and FAD ETF?

FNY top holdings include Zeta Global Holdings Corp., H&R Block, Inc. and Guardant Health, Inc.. FAD holds in its top three: Incyte Corp., Everpure, Inc. and Lumentum Holdings, Inc..

FNYvsFADETF Comparison

First Trust Mid Cap Growth AlphaDEX Fund ETF

First Trust Multi Cap Growth AlphaDEX Fund ETF

FNY vs FAD performance and flow charts

Performance

Cumulative Flows

Get all the metrics on this page, and more, through a reliable ETF data feed

Countries

Sectors

Diversification

Top 15 holdings

How have the FNY and FAD ETFs performed in 2026?

As of September 16, 2026, FNY is up 8.4% year-to-date (YTD), while FAD has returned 10.64%. That puts FAD better performer ahead so far this year.

Which ETF is attracting more investor money: FNY or FAD?

Year-to-date, the FNY ETF saw +$58M in flows, compared to +$172M for FAD.

Which ETF is more volatile: FNY or FAD?

Over the past year, FNY had a volatility of 21.21%, while FAD experienced 20.79%.

Which ETF is bigger: FNY or FAD?

As of September 16, 2026, FNY holds $558.08 M in assets under management (AUM), while FAD manages $581.43 M.

What sectors do the FNY and FAD ETFs invest in?

FNY leans toward sectors like Healthcare, Industrials and Technology. Meanwhile, FAD focuses on Technology, Industrials and Healthcare.

What are the top holdings of the FNY ETF and FAD ETF?

FNY top holdings include Zeta Global Holdings Corp., H&R Block, Inc. and Guardant Health, Inc.. FAD holds in its top three: Incyte Corp., Everpure, Inc. and Lumentum Holdings, Inc..

Which ETF is more diversified: FNY or FAD?

FNY holds 224 securities with 12.39% of its assets in the top 15. FAD has 666 securities and a top 15 weight of 7.04%.

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