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FADvsFNYETF Comparison

ETF 1

FAD

First Trust Multi Cap Growth AlphaDEX Fund ETF

This fund is part of

US Multi-Factor

-0.05%

Full FAD fund page

VS

ETF 2

FNY

First Trust Mid Cap Growth AlphaDEX Fund ETF

This fund is part of

US Mid Cap Growth

-0.34%

Full FNY fund page

First Trust Multi Cap Growth AlphaDEX Fund ETF (FAD) belongs to the US Multi-Factor segment. First Trust Mid Cap Growth AlphaDEX Fund ETF (FNY) is part of the US Mid Cap Growth segment. FAD's top 3 sector exposures are Industrials, Information Technology and Health Care. In contrast, FNY's top sector exposures are Industrials, Health Care and Information Technology. FAD is less expensive with a Total Expense Ratio (TER) of 0.63%, versus 0.73% for FNY. FAD is up 7.37% year-to-date (YTD) with +$51M in YTD flows. FNY performs better with 8.17% YTD performance, and +$5M in YTD flows. Run a side-by-side ETF comparison of FAD and FNY below, and assess how they stack up in performance, liquidity, risk, exposure, holdings, and more, helping you select the best ETF for your investments.

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FAD vs FNY performance and flow charts

Performance

Cumulative Flows

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Daily, global ETF data for advanced analysis or integration into apps (API), from our partner Trackinsight.

Data Services

Historic performance and flows

Data as of 04/28/2026

		1M	3M	YTD	1Y	3Y	5Y
Perf.	FAD FNY	+13.48%+13.28%	+2.38%+1.53%	+7.37%+8.17%	+34.66%+33.10%	+80.07%+67.50%	+53.92%+38.52%
Flows	FAD FNY	+$25M-$19M	+$26M-$10M	+$51M+$5M	+$113M+$38M	+$141M+$81M	+$125M-$38M

Volatility and drawdown

		3M	1Y	3Y	5Y
Volatility	FAD FNY	+22.36%+23.66%	+17.97%+19.36%	+19.12%+20.44%	+21.07%+22.45%
Max drawdown	FAD FNY	-10.12%-11.58%	-10.70%-12.05%	-23.51%-24.97%	-31.99%-33.90%
Max drawdown duration	FAD FNY	43d49d	81d84d	230d275d	967d1045d

Trading data

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	FAD	FNY
Last sale 4/29/2026 at 1:30 PM	$172.96	$97.63
Previous close 04/29/2026	$173.71	$98.57
Consolidated volume 04/29/2026
Average volume 30 days
Average discount or premium 30 days
Average Bid/Ask spread 30 days

Replication quality

Data as of March 31, 2026

1-year trailing difference

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	FAD	FNY
Tracking error
Tracking difference
1 year cumulative return difference
Best
Worst
Daily return difference
Average
Worst

Main metrics

Last update 4/29/2026 at 1:30 PM

Live

Closed

	FAD	FNY
Last price	$172.96	$97.63
1D performance	-0.43%	-0.95%
AuM	$451.56 M	$507.59 M
E/R	0.63%	0.73%

Characteristics

	FAD	FNY
Management strategy	Passive	Passive
Provider	First Trust	First Trust
Benchmark	NASDAQ AlphaDEX Multi Cap Growth Index	NASDAQ AlphaDEX Mid Cap Growth Index
N° of holdings	608	206
Asset class	Equities	Equities
Trailing 12m distribution yield	Join	Join
Inception date	May 8, 2007	April 19, 2011
ESG	No	No

More FAD data on Trackinsight

More FNY data on Trackinsight

Exposure

Countries

FAD

USA

94.88%

Other

5.12%

FNY

USA

96.93%

Other

3.07%

Sectors

FAD

Industrials

22.34%

Information Techn.

16.57%

Health Care

13.9%

Consumer Discreti.

11.83%

Financials

10.09%

Other

25.27%

FNY

Industrials

20.95%

Health Care

17.95%

Information Techn.

13.4%

Consumer Discreti.

12.18%

Financials

7.53%

Other

27.99%

Diversification

FAD

Total weight of top 15 holdings out of 15

9.04%

FNY

Total weight of top 15 holdings out of 15

15.27%

Top 15 holdings

Data as of March 31, 2026

FAD

VERTIV HOLDINGS

0.73%

SEAGATE TECHNOLOGY HOLDINGS PLC

0.70%

MICHAEL STORES

0.70%

COMFORT SYSTEMS USA

0.69%

US36828A1016

0.62%

US19247G1076

0.61%

QUANTA SERVICES

0.60%

US5128073062

0.59%

KYG3730V1059

0.58%

CATERPILLAR

0.58%

EMCOR GROUP

0.56%

WOODWARD

0.56%

NEWMONT CORP

0.52%

TAPESTRY INC

0.51%

AMGEN-T

0.49%

FNY

LUMENTUM HOLDINGS

1.54%

CIENA

1.31%

BLOOM ENERGY CORP

1.13%

US3004261034

1.08%

TTM TECHNOLOGIES

1.04%

US65290E1010

1.02%

MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC

0.99%

ATI INC

0.98%

FIVE BELOW

0.92%

IES HOLDINGS

0.92%

NEW YORK TIMES

0.91%

PRIMORIS SERVICES

0.90%

AST SPACEMOBILE

0.86%

ENSIGN GROUP

0.85%

ECHOSTAR

0.82%

Frequently asked questions about FAD and FNY

How have the FAD and FNY ETFs performed in 2026?

As of April 28, 2026, FAD is up 7.37% year-to-date (YTD), while FNY has returned 8.17%. That puts FNY better performer ahead so far this year.

Which ETF is attracting more investor money: FAD or FNY?

Year-to-date, the FAD ETF saw +$51M in flows, compared to +$5M for FNY.

Which ETF is more volatile: FAD or FNY?

Over the past year, FAD had a volatility of 17.97%, while FNY experienced 19.36%.

Which ETF is bigger: FAD or FNY?

As of April 28, 2026, FAD holds $451.56 M in assets under management (AUM), while FNY manages $507.59 M.

What sectors do the FAD and FNY ETFs invest in?

FAD leans toward sectors like Industrials, Information Technology and Health Care. Meanwhile, FNY focuses on Industrials, Health Care and Information Technology.

What are the top holdings of the FAD ETF and FNY ETF?

FAD top holdings include VERTIV HOLDINGS, SEAGATE TECHNOLOGY HOLDINGS PLC and MICHAEL STORES. FNY holds in its top three: LUMENTUM HOLDINGS, CIENA and BLOOM ENERGY CORP.

FADvsFNYETF Comparison

First Trust Multi Cap Growth AlphaDEX Fund ETF

First Trust Mid Cap Growth AlphaDEX Fund ETF

FAD vs FNY performance and flow charts

Performance

Cumulative Flows

Get all the metrics on this page, and more, through a reliable ETF data feed

Countries

Sectors

Diversification

Top 15 holdings

How have the FAD and FNY ETFs performed in 2026?

As of April 28, 2026, FAD is up 7.37% year-to-date (YTD), while FNY has returned 8.17%. That puts FNY better performer ahead so far this year.

Which ETF is attracting more investor money: FAD or FNY?

Year-to-date, the FAD ETF saw +$51M in flows, compared to +$5M for FNY.

Which ETF is more volatile: FAD or FNY?

Over the past year, FAD had a volatility of 17.97%, while FNY experienced 19.36%.

Which ETF is bigger: FAD or FNY?

As of April 28, 2026, FAD holds $451.56 M in assets under management (AUM), while FNY manages $507.59 M.

What sectors do the FAD and FNY ETFs invest in?

FAD leans toward sectors like Industrials, Information Technology and Health Care. Meanwhile, FNY focuses on Industrials, Health Care and Information Technology.

What are the top holdings of the FAD ETF and FNY ETF?

FAD top holdings include VERTIV HOLDINGS, SEAGATE TECHNOLOGY HOLDINGS PLC and MICHAEL STORES. FNY holds in its top three: LUMENTUM HOLDINGS, CIENA and BLOOM ENERGY CORP.

Which ETF is more diversified: FAD or FNY?

FAD holds 672 securities with 9.04% of its assets in the top 15. FNY has 224 securities and a top 15 weight of 15.27%.

Active Trader Report: Use of Leveraged & Inverse ETFs Way Up