DUSGvsFNYETF Comparison
ETF 1
DUSG
U.S. Small Cap Growth Portfolio: ETF Class Shares
This fund is part of
US Small Cap Growth
-0.36%
VS
U.S. Small Cap Growth Portfolio: ETF Class Shares (DUSG) belongs to the US Small Cap Growth segment. First Trust Mid Cap Growth AlphaDEX Fund ETF (FNY) is part of the US Mid Cap Growth segment. DUSG's top 3 sector exposures are Industrials, Technology and Healthcare. In contrast, FNY's top sector exposures are Industrials, Healthcare and Technology. DUSG is less expensive with a Total Expense Ratio (TER) of 0.33%, versus 0.73% for FNY. Run a side-by-side ETF comparison of DUSG and FNY below, and assess how they stack up in performance, liquidity, risk, exposure, holdings, and more, helping you select the best ETF for your investments.
Find out how industry players manage ETF portfolios. Discover our library of Model portfolios
DUSG vs FNY performance and flow charts
Performance
Cumulative Flows
Historic performance and flows
Data as of 07/17/2026
| 1M | 3M | YTD | 1Y | 3Y | 5Y | ||
|---|---|---|---|---|---|---|---|
| Perf. | DUSG FNY | +1.50%-2.64% | n/a+6.09% | n/a+13.62% | n/a+24.51% | n/a+56.85% | n/a+48.82% |
| Flows | DUSG FNY | +$1M+$27M | -+$53M | -+$58M | -+$90M | -+$140M | -+$22M |
Volatility and drawdown
| 3M | 1Y | 3Y | 5Y | ||
|---|---|---|---|---|---|
| Volatility | DUSG FNY | n/a+22.28% | n/a+20.82% | n/a+20.86% | n/a+22.48% |
| Max drawdown | DUSG FNY | n/a-6.55% | n/a-12.05% | n/a-24.97% | n/a-33.90% |
| Max drawdown duration | DUSG FNY | n/a16d | n/a84d | n/a275d | n/a1045d |
Trading data
DUSG | FNY | |
Last sale 7/17/2026 at 1:30 PM | $51.48 | $103.34 |
| Previous close 07/16/2026 | $51.84 | $103.52 |
| Consolidated volume 07/16/2026 | ||
| Average volume 30 days | ||
| Average discount or premium 30 days | ||
| Average Bid/Ask spread 30 days |
Replication quality
Data as of June 30, 2026
1-year trailing difference
Create an account to view replication metrics
Join for free
DUSG
is actively managed and doesn’t replicate an indexDUSG | FNY | |
|---|---|---|
| Tracking error | ||
| Tracking difference | ||
| 1 year cumulative return difference | ||
| Best | ||
| Worst | ||
| Daily return difference | ||
| Average | ||
| Worst | ||
Advertisement
Main metrics
Last update 7/17/2026 at 1:30 PM
Live
Closed
DUSG | FNY | |
|---|---|---|
| Last price | $51.48 | $103.34 |
| 1D performance | -0.69% | -0.17% |
| AuM | $3.86 M | $584.97 M |
| E/R | 0.33% | 0.73% |
Characteristics
DUSG | FNY | |
|---|---|---|
| Management strategy | Active | Passive |
| Provider | Dimensional | First Trust |
| Benchmark | - | NASDAQ AlphaDEX Mid Cap Growth Index |
| N° of holdings | 551 | 225 |
| Asset class | - | Equities |
| Trailing 12m distribution yield | Join | Join |
| Inception date | May 6, 2026 | April 19, 2011 |
| ESG | No | No |
Advertisement
Exposure
Countries
DUSG
USA
97.26%
Other
2.74%
FNY
USA
99.32%
Other
0.68%
Sectors
DUSG
Industrials
21.13%
Technology
15.24%
Healthcare
12.08%
Finance
10.78%
Non-Energy Materi.
10.66%
Consumer Non-Cycl.
7.43%
Other
22.67%
FNY
Industrials
23.14%
Healthcare
18.23%
Technology
17.28%
Finance
16.86%
Other
24.49%
Advertisement
Diversification
DUSG
Total weight of top 15 holdings out of 15
9.98%
FNY
Total weight of top 15 holdings out of 15
16.17%
Top 15 holdings
Data as of May 31, 2026
DUSG
Sterling Infrastructure, Inc.
1.26%
Exelixis, Inc.
0.74%
IES Holdings, Inc.
0.70%
Aramark
0.70%
TTM Technologies, Inc.
0.69%
Hasbro, Inc.
0.67%
Lumen Technologies, Inc. (Louisiana)
0.63%
Medpace Holdings, Inc.
0.63%
Powell Industries, Inc.
0.61%
Texas Roadhouse, Inc.
0.58%
Sanmina Corp.
0.56%
Cognex Corp.
0.56%
BJ's Wholesale Club Holdings, Inc.
0.55%
Applied Industrial Technologies, Inc.
0.55%
Murphy USA, Inc.
0.55%
FNY
Sterling Infrastructure, Inc.
1.33%
Vicor Corp.
1.31%
Sanmina Corp.
1.31%
DigitalOcean Holdings, Inc.
1.30%
TTM Technologies, Inc.
1.14%
TeraWulf, Inc.
1.14%
Planet Labs PBC
1.07%
ViaSat, Inc.
1.02%
Powell Industries, Inc.
1.02%
SiTime Corp.
0.99%
Dycom Industries, Inc.
0.93%
Viavi Solutions, Inc.
0.92%
IES Holdings, Inc.
0.91%
BrightSpring Health Services, Inc.
0.90%
Riot Platforms, Inc.
0.88%
Frequently asked questions about DUSG and FNY
Which ETF is bigger: DUSG or FNY?
As of July 17, 2026, DUSG holds $3.86 M in assets under management (AUM), while FNY manages $584.97 M.
What sectors do the DUSG and FNY ETFs invest in?
DUSG leans toward sectors like Industrials, Technology and Healthcare. Meanwhile, FNY focuses on Industrials, Healthcare and Technology.
What are the top holdings of the DUSG ETF and FNY ETF?
DUSG top holdings include Sterling Infrastructure, Inc., Exelixis, Inc. and IES Holdings, Inc.. FNY holds in its top three: Sterling Infrastructure, Inc., Vicor Corp. and Sanmina Corp..
Which ETF is more diversified: DUSG or FNY?
DUSG holds 556 securities with 9.98% of its assets in the top 15. FNY has 225 securities and a top 15 weight of 16.17%.
Advertisement
Advertisement
