AFSMvsHAPSETF Comparison
VS
ETF 2
HAPS
Harbor Human Capital Factor US Small Cap ETF
First Trust Active Factor Small Cap ETF (AFSM) belongs to the US Multi-Factor segment. Harbor Human Capital Factor US Small Cap ETF (HAPS) is part of the segment. Both ETFs have the same top 3 sector exposures: Finance, Healthcare and Technology. AFSM is more expensive with a Total Expense Ratio (TER) of 0.75%, versus 0.61% for HAPS. AFSM is up 20.73% year-to-date (YTD) with +$51M in YTD flows. HAPS performs worse with 18.96% YTD performance, and -$8K in YTD flows. Run a side-by-side ETF comparison of AFSM and HAPS below, and assess how they stack up in performance, liquidity, risk, exposure, holdings, and more, helping you select the best ETF for your investments.
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AFSM vs HAPS performance and flow charts
Performance
Cumulative Flows
Historic performance and flows
Data as of 10/23/2026
| 1M | 3M | YTD | 1Y | 3Y | 5Y | ||
|---|---|---|---|---|---|---|---|
| Perf. | AFSM HAPS | +0.24%+1.44% | -0.55%+1.25% | +20.73%+18.96% | +22.20%+19.06% | +78.58%+67.40% | +50.72%n/a |
| Flows | AFSM HAPS | +$4M- | +$16M+$86K | +$51M-$8K | +$71M+$1M | +$110M-$2M | +$111M- |
Volatility and drawdown
| 3M | 1Y | 3Y | 5Y | ||
|---|---|---|---|---|---|
| Volatility | AFSM HAPS | +12.94%+12.26% | +17.05%+15.34% | +19.50%+20.26% | +20.94%n/a |
| Max drawdown | AFSM HAPS | -5.90%-7.11% | -9.36%-10.02% | -24.90%-27.24% | -28.44%n/a |
| Max drawdown duration | AFSM HAPS | 68d57d | 46d83d | 303d393d | 815dn/a |
Trading data
AFSM | HAPS | |
Last sale 10/26/2026 at 1:30 PM | $39.67 | $37.53 |
| Previous close 10/23/2026 | $39.52 | $37.33 |
| Consolidated volume 10/23/2026 | ||
| Average volume 30 days | ||
| Average discount or premium 30 days | ||
| Average Bid/Ask spread 30 days |
Replication quality
Data as of September 30, 2026
1-year trailing difference
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AFSM
is actively managed and doesn’t replicate an indexAFSM | HAPS | |
|---|---|---|
| Tracking error | ||
| Tracking difference | ||
| 1 year cumulative return difference | ||
| Best | ||
| Worst | ||
| Daily return difference | ||
| Average | ||
| Worst | ||
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Main metrics
Last update 10/26/2026 at 1:30 PM
Live
Closed
AFSM | HAPS | |
|---|---|---|
| Last price | $39.67 | $37.53 |
| 1D performance | +0.38% | +0.54% |
| AuM | $132.41 M | $170.78 M |
| E/R | 0.75% | 0.61% |
Characteristics
AFSM | HAPS | |
|---|---|---|
| Management strategy | Active | Passive |
| Provider | First Trust | Harbor Capital |
| Benchmark | - | Human Capital Factor Small Cap Index |
| N° of holdings | 316 | 431 |
| Asset class | - | Equities |
| Trailing 12m distribution yield | Join | Join |
| Inception date | December 3, 2019 | April 12, 2023 |
| ESG | No | Yes |
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Exposure
Countries
AFSM
USA
89.81%
Other
10.19%
HAPS
USA
97.75%
Other
2.25%
Sectors
AFSM
Finance
21.66%
Healthcare
20.86%
Technology
16.52%
Industrials
8.35%
Energy
8.13%
Other
24.48%
HAPS
Finance
26.94%
Healthcare
19.73%
Technology
15.83%
Other
37.5%
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Diversification
AFSM
Total weight of top 15 holdings out of 15
11.89%
HAPS
Total weight of top 15 holdings out of 15
25.32%
Top 15 holdings
Data as of August 31, 2026
AFSM
Par Pacific Holdings, Inc.
1.21%
Eton Pharmaceuticals, Inc.
0.96%
National HealthCare Corp.
0.93%
Matson, Inc.
0.86%
Abercrombie & Fitch Co.
0.81%
TrustCo Bank Corp. NY
0.76%
Protagonist Therapeutics, Inc.
0.75%
Kiniksa Pharmaceuticals International Plc
0.75%
Teekay Tankers Ltd.
0.73%
Seneca Foods Corp.
0.72%
Heritage Insurance Holdings, Inc.
0.71%
Interface, Inc.
0.69%
Ames National Corp.
0.68%
Halozyme Therapeutics, Inc.
0.67%
Krystal Biotech, Inc.
0.66%
HAPS
Twist Bioscience Corp.
2.90%
Kymera Therapeutics, Inc.
2.10%
Organon & Co.
2.02%
Avnet, Inc.
1.97%
Magnolia Oil & Gas Corp.
1.97%
Phillips Edison & Co., Inc.
1.91%
Sensient Technologies Corp.
1.80%
Apple Hospitality REIT, Inc.
1.65%
AtriCure, Inc.
1.37%
Tarsus Pharmaceuticals, Inc.
1.34%
The Chemours Co.
1.33%
GATX Corp.
1.32%
JFrog Ltd.
1.25%
Archrock, Inc.
1.21%
Hancock Whitney Corp.
1.18%
Frequently asked questions about AFSM and HAPS
How have the AFSM and HAPS ETFs performed in 2026?
As of October 23, 2026, AFSM is up 20.73% year-to-date (YTD), while HAPS has returned 18.96%. That puts AFSM better performer ahead so far this year.
Which ETF is attracting more investor money: AFSM or HAPS?
Year-to-date, the AFSM ETF saw +$51M in flows, compared to -$8K for HAPS.
Which ETF is more volatile: AFSM or HAPS?
Over the past year, AFSM had a volatility of 17.05%, while HAPS experienced 15.34%.
Which ETF is bigger: AFSM or HAPS?
As of October 23, 2026, AFSM holds $132.41 M in assets under management (AUM), while HAPS manages $170.78 M.
What sectors do the AFSM and HAPS ETFs invest in?
AFSM leans toward sectors like Finance, Healthcare and Technology. Meanwhile, HAPS focuses on Finance, Healthcare and Technology.
What are the top holdings of the AFSM ETF and HAPS ETF?
AFSM top holdings include Par Pacific Holdings, Inc., Eton Pharmaceuticals, Inc. and National HealthCare Corp.. HAPS holds in its top three: Twist Bioscience Corp., Kymera Therapeutics, Inc. and Organon & Co..
Which ETF is more diversified: AFSM or HAPS?
AFSM holds 317 securities with 11.89% of its assets in the top 15. HAPS has 431 securities and a top 15 weight of 25.32%.
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Latest news about AFSM & HAPS
First Trust Launches the First Trust Emerging Markets Human Flourishing ETF
November 29, 2023
HAPS
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